Ng, Tsz Kin (SFC:BBF141) 吳梓健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORRINGTON SECURITIES & INVESTMENT LIMITED | RO | Dealing in securities | 2016-12-13 | 2020-12-31 |
| 2 | Lion Global Financial Limited | Rep | Dealing in securities | 2013-05-27 | 2015-01-23 |
| 3 | PEGASUS FUND MANAGERS LIMITED | Rep | Advising on securities | 2015-04-28 | 2015-12-01 | Rep | Asset management | 2015-04-28 | 2015-12-01 | Rep | Dealing in securities | 2015-04-28 | 2015-12-01 |
| 4 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2015-01-26 | 2015-04-10 |
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