Dunnett, Brian David
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2013-05-28 | 2013-06-10 | Rep | Dealing in securities | 2014-02-11 | 2014-02-14 | Rep | Dealing in securities | 2015-10-27 | 2015-10-30 | Rep | Dealing in securities | 2017-05-08 | 2017-05-16 | Rep | Dealing in securities | 2018-04-16 | 2018-04-27 | Rep | Dealing in securities | 2018-10-31 | 2018-11-09 | Rep | Dealing in securities | 2019-01-15 | 2019-01-25 | Rep | Dealing in securities | 2019-05-27 | 2019-06-01 | Rep | Dealing in securities | 2019-08-22 | 2019-08-31 | Rep | Dealing in securities | 2019-12-06 | 2019-12-13 | Rep | Advising on securities | 2024-01-16 | 2024-01-23 | Rep | Dealing in securities | 2024-01-16 | 2024-01-23 |
| 2 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-05-28 | 2013-06-10 | Rep | Dealing in securities | 2014-02-11 | 2014-02-14 | Rep | Dealing in securities | 2015-10-27 | 2015-10-30 | Rep | Dealing in securities | 2017-05-08 | 2017-05-16 | Rep | Dealing in securities | 2018-04-16 | 2018-04-27 | Rep | Dealing in securities | 2018-10-31 | 2018-11-09 | Rep | Dealing in securities | 2019-01-15 | 2019-01-25 | Rep | Dealing in securities | 2019-05-27 | 2019-06-01 | Rep | Dealing in securities | 2019-08-22 | 2019-08-31 | Rep | Dealing in securities | 2019-12-06 | 2019-12-13 | Rep | Advising on securities | 2024-01-16 | 2024-01-23 | Rep | Dealing in securities | 2024-01-16 | 2024-01-23 |
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