Dunnett, Brian David
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2013-05-28 | 2013-06-10 |
| 2 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-05-28 | 2013-06-10 |
| 3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2014-02-11 | 2014-02-14 |
| 4 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-02-11 | 2014-02-14 |
| 5 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2015-10-27 | 2015-10-30 |
| 6 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-10-27 | 2015-10-30 |
| 7 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2017-05-08 | 2017-05-16 |
| 8 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-05-08 | 2017-05-16 |
| 9 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2018-04-16 | 2018-04-27 |
| 10 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-04-16 | 2018-04-27 |
| 11 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2018-10-31 | 2018-11-09 |
| 12 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-10-31 | 2018-11-09 |
| 13 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2019-01-15 | 2019-01-25 |
| 14 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-01-15 | 2019-01-25 |
| 15 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2019-05-27 | 2019-06-01 |
| 16 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-05-27 | 2019-06-01 |
| 17 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2019-08-22 | 2019-08-31 |
| 18 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-08-22 | 2019-08-31 |
| 19 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2019-12-06 | 2019-12-13 |
| 20 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-12-06 | 2019-12-13 |
| 21 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2024-01-16 | 2024-01-23 |
| 22 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2024-01-16 | 2024-01-23 |
| 23 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2024-01-16 | 2024-01-23 |
| 24 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2024-01-16 | 2024-01-23 |
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