Yiu, Sze To 饒斯韜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2023-09-28 | |
| 2 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2014-01-24 | 2017-07-28 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2017-09-04 | 2021-06-18 | Rep | Advising on securities | 2017-09-04 | 2021-06-18 | Rep | Dealing in securities | 2017-09-04 | 2021-06-18 |
| 4 | HARVEST GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2013-05-30 | 2013-10-25 | Rep | Asset management | 2013-05-30 | 2013-10-25 |
| 5 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2021-08-25 | 2023-06-23 | Rep | Advising on securities | 2021-08-25 | 2023-06-23 | Rep | Dealing in securities | 2021-08-25 | 2023-06-23 |
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