Chan, Pak Hei (SFC:BBJ062) 陳柏熹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2019-03-28 | |
| 2 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2019-03-01 | |
| 3 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2019-03-01 | Rep | Advising on securities | 2019-03-28 |
| 4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2013-05-30 | 2017-08-18 | Rep | Advising on futures contracts | 2014-04-28 | 2017-08-18 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-05-30 | 2017-08-18 |
| 6 | Zhongrong International Futures Co., Limited | Rep | Dealing in futures contracts | 2017-10-25 | 2019-02-03 |
| 7 | Zhongrong International Securities Company Limited | Rep | Dealing in securities | 2017-10-25 | 2019-02-03 |
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