Omura, Shunta
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MUFG Securities Asia Limited | Rep | Dealing in securities | 2019-03-25 | 2020-06-15 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2013-05-31 | 2013-06-05 | Rep | Advising on securities | 2013-11-26 | 2013-11-29 | Rep | Advising on securities | 2014-07-11 | 2014-07-16 | Rep | Advising on securities | 2014-08-21 | 2016-08-19 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2023-02-21 | 2023-02-25 | Rep | Advising on securities | 2023-06-23 | 2023-06-30 | Rep | Advising on securities | 2024-02-16 | 2024-02-23 | Rep | Advising on securities | 2024-06-21 | 2024-06-27 |
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