Lo, Lap Bond James 盧立邦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GMO-Z.com Forex HK Limited | Rep | Leveraged foreign exchange trading | 2013-06-03 | 2015-05-04 |
| 2 | LCA Solutions Limited | Rep | Advising on securities | 2023-03-14 | 2023-09-01 | Rep | Asset management | 2023-03-14 | 2023-09-01 | Rep | Dealing in securities | 2023-03-14 | 2023-09-01 |
| 3 | Saxo Capital Markets HK Limited | Rep | Dealing in futures contracts | 2019-10-31 | 2023-02-17 | Rep | Dealing in securities | 2019-10-31 | 2023-02-17 | Rep | Leveraged foreign exchange trading | 2019-10-31 | 2023-02-17 | Rep | Advising on securities | 2021-12-10 | 2023-02-17 | Rep | Asset management | 2022-09-27 | 2023-02-17 |
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