Lee, Shen Yi Ada 李琛怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ExodusPoint Capital Management Hong Kong, Limited | Rep | Asset management | 2020-10-06 | 2022-10-09 |
| 2 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2014-12-30 | 2018-10-08 | Rep | Advising on securities | 2015-02-24 | 2018-10-08 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2013-06-05 | 2014-09-04 | Rep | Advising on securities | 2013-06-05 | 2014-09-04 | Rep | Dealing in futures contracts | 2013-06-05 | 2014-09-04 | Rep | Dealing in securities | 2013-06-05 | 2014-09-04 |
| 4 | Segantii Capital Management Limited | Rep | Asset management | 2023-03-09 | |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2018-11-28 | 2020-02-08 | Rep | Dealing in futures contracts | 2018-12-05 | 2020-02-08 |
| 6 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2018-11-28 | 2020-02-08 | Rep | Dealing in futures contracts | 2018-12-05 | 2020-02-08 |
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