Li, Haihu 李海虎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | S&P Global Ratings Hong Kong Limited | Rep | Credit rating services | 2013-06-06 | 2016-03-21 |
| 2 | S&P Global Ratings Hong Kong Limited | Rep | Credit rating services | 2017-08-15 | 2018-02-01 |
| 3 | CNCB (Hong Kong) Capital Limited | Rep | Advising on corporate finance | 2018-03-05 | 2019-08-25 |
| 4 | CNCB (Hong Kong) Capital Limited | Rep | Advising on securities | 2018-03-05 | 2019-08-25 |
| 5 | CNCB (Hong Kong) Capital Limited | Rep | Dealing in securities | 2018-03-05 | 2019-08-25 |
| 6 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2019-09-12 | 2022-01-01 |
| 7 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-09-12 | 2022-01-01 |
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