Tsoi, Geoffrey Wai Yip 蔡偉業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Dealing in securities | 2018-02-14 | |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Automated trading services | 2013-06-10 | 2013-09-23 | Rep | Dealing in securities | 2013-06-10 | 2017-05-24 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2013-06-10 | 2017-05-24 | Rep | Dealing in securities | 2013-06-10 | 2017-05-24 | Rep | Automated trading services | 2013-08-19 | 2017-05-24 |
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