Liu, Sufeng 劉蘇鋒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-06-10 | 2013-10-12 |
| 2 | Soochow Securities International Asset Management Limited | Rep | Advising on securities | 2021-01-04 | Rep | Asset management | 2021-01-04 |
| 3 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2018-09-17 | 2019-03-05 | Rep | Advising on securities | 2018-09-17 | 2020-11-30 | RO | Dealing in securities | 2019-03-05 | 2020-11-30 |
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