Chan, Ki Yin 陳其延
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2014-03-11 | |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2014-03-11 | |
| 3 | Open Asset Management Limited | Rep | Asset management | 2013-06-11 | 2014-01-03 |
| 4 | Open Securities Limited | Rep | Dealing in securities | 2013-06-11 | 2014-01-03 | Rep | Dealing in futures contracts | 2013-08-01 | 2014-01-03 |
| 5 | orientiert XYZ Securities Limited | Rep | Asset management | 2014-01-17 | 2014-02-10 | Rep | Dealing in securities | 2014-01-17 | 2014-02-10 |
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