Zhu, Yan (SFC:BBK147) 朱妍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on securities | 2015-04-27 | 2023-01-18 | Rep | Asset management | 2015-04-27 | 2023-01-18 |
| 2 | JPMorgan Funds (Asia) Limited | Rep | Dealing in securities | 2015-04-27 | 2023-01-18 | Rep | Advising on securities | 2017-04-03 | 2023-01-18 | Rep | Asset management | 2017-04-03 | 2023-01-18 |
| 3 | PIMCO Asia Limited | Rep | Dealing in securities | 2023-03-06 | Rep | Advising on securities | 2023-03-06 | 2023-10-24 | Rep | Asset management | 2023-03-06 | 2023-10-24 |
| 4 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2013-06-13 | 2014-10-31 |
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