Chan, Chun Yin (SFC:BBK468) 陳俊彥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BFAM Partners (Hong Kong) Limited | Rep | Asset management | 2022-07-25 | 2023-12-31 |
| 2 | BOCOM International Securities Limited | Rep | Advising on securities | 2013-06-14 | 2013-08-16 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2019-08-09 | 2022-04-30 |
| 4 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2019-08-09 | 2022-04-30 | Rep | Dealing in securities | 2019-08-09 | 2022-04-30 |
| 5 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2015-08-28 | 2016-12-18 |
| 6 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2013-08-28 | 2019-05-29 | Rep | Dealing in futures contracts | 2015-08-28 | 2019-05-29 |
| 7 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2015-08-28 | 2016-12-18 | Rep | Dealing in futures contracts | 2016-12-19 | 2019-05-29 | Rep | Dealing in securities | 2016-12-19 | 2019-05-29 |
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