Li, Chen (SFC:BBK724) 李琛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2017-08-28 | 2019-11-19 |
| 2 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2020-03-04 | 2022-02-04 | RO | Dealing in securities | 2022-02-04 | 2022-07-26 | Rep | Dealing in securities | 2022-07-26 |
| 3 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2013-06-14 | 2013-08-09 |
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