Tai, Kwan Tat 戴君達
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Universal Asset Management (Hong Kong) Company Limited | Rep | Advising on securities | 2021-05-25 | 2022-04-29 | Rep | Asset management | 2021-05-25 | 2022-04-29 | Rep | Dealing in securities | 2021-05-25 | 2022-04-29 |
| 2 | NOAH HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2017-12-12 | 2020-08-28 | Rep | Asset management | 2017-12-12 | 2020-08-28 | Rep | Dealing in securities | 2017-12-12 | 2020-08-28 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2013-06-17 | 2013-09-03 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-06-17 | 2013-09-03 |
| 5 | Robeco Hong Kong Limited | Rep | Advising on securities | 2022-05-12 | Rep | Dealing in securities | 2022-05-12 |
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