Levy, Raphael Jonathan Chalom
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICAP Securities Hong Kong Limited | Rep | Dealing in futures contracts | 2019-09-02 | 2020-02-10 | Rep | Dealing in securities | 2019-09-02 | 2020-02-10 | RO | Dealing in futures contracts | 2020-02-10 | 2020-12-22 | RO | Dealing in securities | 2020-02-10 | 2020-12-22 | Rep | Dealing in futures contracts | 2020-12-22 | 2021-03-18 | Rep | Dealing in securities | 2020-12-22 | 2021-03-18 |
| 2 | Vantage Capital Markets HK Limited | Rep | Dealing in futures contracts | 2013-06-19 | 2019-04-30 | Rep | Dealing in securities | 2013-06-19 | 2019-04-30 |
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