Wang, Yanni (SFC:BNH166) 王燕妮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2021-06-16 | |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2021-06-16 | |
| 3 | CITIC Securities (Hong Kong) Limited | Rep | Advising on securities | 2021-08-12 | |
| 4 | China Renaissance Securities (Hong Kong) Limited | Rep | Advising on securities | 2018-07-26 | 2018-11-30 |
| 5 | China Renaissance Securities (Hong Kong) Limited | Rep | Dealing in securities | 2018-07-26 | 2018-11-30 |
| 6 | China Renaissance Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2018-09-03 | 2018-11-30 |
| 7 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2019-04-26 | 2020-08-17 |
| 8 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2019-04-26 | 2020-08-17 |
| 9 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-04-26 | 2020-08-17 |
| 10 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2020-09-23 | 2021-05-21 |
| 11 | BOCI ASIA LIMITED | Rep | Dealing in securities | 2020-09-23 | 2021-05-21 |
| 12 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2020-09-23 | 2021-05-21 |
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