Wang, Yanni (SFC:BNH166) 王燕妮

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 China Renaissance Securities (Hong Kong) Limited Rep Advising on corporate finance 2018-09-03 2018-11-30
2 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Rep Advising on corporate finance 2019-04-26 2020-08-17
3 BOCI ASIA LIMITED Rep Advising on corporate finance 2020-09-23 2021-05-21
4 CITIC Securities (Hong Kong) Limited Rep Advising on corporate finance 2021-06-16
5 China Renaissance Securities (Hong Kong) Limited Rep Advising on securities 2018-07-26 2018-11-30
6 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Rep Advising on securities 2019-04-26 2020-08-17
7 CITIC Securities (Hong Kong) Limited Rep Advising on securities 2021-08-12
8 China Renaissance Securities (Hong Kong) Limited Rep Dealing in securities 2018-07-26 2018-11-30
9 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Rep Dealing in securities 2019-04-26 2020-08-17
10 BOCI ASIA LIMITED Rep Dealing in securities 2020-09-23 2021-05-21
11 BOCI SECURITIES LIMITED Rep Dealing in securities 2020-09-23 2021-05-21
12 CLSA LIMITED Rep Dealing in securities 2021-06-16

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