Yang, Jian (SFC:BBH683) 楊劍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2019-02-27 | 2022-10-03 |
| 2 | HONG KONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-08-26 | 2022-09-30 |
| 3 | HONG KONG INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-06-20 | 2022-09-30 |
| 4 | ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2022-11-10 | 2024-03-22 |
| 5 | ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2022-11-10 | 2024-03-22 |
| 6 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2022-11-10 | 2024-03-22 |
| 7 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on futures contracts | 2024-04-17 | Rep | Advising on securities | 2024-04-17 | Rep | Asset management | 2024-04-17 | Rep | Dealing in futures contracts | 2024-04-17 | Rep | Dealing in securities | 2024-04-17 |
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