Wong, Kwan Pang 黃坤鵬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HEAD & SHOULDERS SECURITIES LIMITED | Rep | Advising on securities | 2018-07-26 | 2019-03-14 | FIRST SHANGHAI SECURITIES LIMITED | Rep | 2019-03-26 | 2019-06-23 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | 2021-04-12 | 2022-03-13 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | 2024-04-10 |
| 2 | HEAD & SHOULDERS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2018-07-26 | 2019-03-14 |
| 3 | HEAD & SHOULDERS SECURITIES LIMITED | Rep | Dealing in securities | 2018-07-26 | 2019-03-14 | FIRST SHANGHAI SECURITIES LIMITED | Rep | 2019-03-26 | 2019-06-23 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | 2021-04-12 | 2022-03-13 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | 2024-04-10 |
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