Allen, William David Macdonald
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | St. James's Place (Hong Kong) Limited | Rep | Advising on securities | 2013-06-21 | 2013-06-21 |
| 2 | St. James's Place (Hong Kong) Limited | Rep | Dealing in securities | 2013-06-21 | 2013-06-21 |
| 3 | Sunrise Brokers (Hong Kong) Limited | Rep | Dealing in securities | 2013-09-06 | 2017-09-22 |
| 4 | Sunrise Brokers (Hong Kong) Limited | Rep | Dealing in futures contracts | 2015-07-30 | 2017-09-22 |
| 5 | Qantex Capital Markets Limited | Rep | Dealing in futures contracts | 2017-11-17 | 2018-08-21 |
| 6 | Qantex Capital Markets Limited | Rep | Dealing in securities | 2017-11-17 | 2018-08-21 |
| 7 | BestEx Asia Limited | Rep | Dealing in securities | 2019-06-14 | 2020-07-22 |
| 8 | KINGKEY ASSET MANAGEMENT LIMITED | Rep | Asset management | 2021-08-05 | 2022-12-15 |
| 9 | KINGKEY SECURITIES GROUP LIMITED | Rep | Advising on securities | 2021-08-05 | 2022-12-15 |
| 10 | KINGKEY SECURITIES GROUP LIMITED | Rep | Dealing in securities | 2021-08-05 | 2022-12-15 |
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