Sedgwick-Dwane, Neil Peter
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Allianz Global Investors Asia Pacific Limited (SFC:AOA171) | Rep | Advising on securities | 2013-06-24 | 2013-07-24 |
| 2 | Allianz Global Investors Asia Pacific Limited (SFC:BFE699) | Rep | Dealing in securities | 2016-01-08 | 2016-01-18 |
| 3 | Allianz Global Investors Hong Kong Limited | Rep | Advising on securities | 2013-06-24 | 2013-07-24 | Rep | Dealing in securities | 2014-01-08 | 2014-02-07 | Rep | Dealing in securities | 2015-01-12 | 2015-01-16 |
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