Rodriguez-Cano Julia, Francisco De Borja
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2013-06-24 | 2016-09-13 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-06-24 | 2016-09-13 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2013-06-24 | 2017-08-30 |
| 4 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-06-24 | 2017-08-30 |
| 5 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on securities | 2013-06-24 | 2021-07-30 |
| 6 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Dealing in securities | 2013-06-24 | 2021-07-30 |
| 7 | J.P. MORGAN BROKING (HONG KONG) LIMITED | RO | Advising on futures contracts | 2017-08-30 | 2021-07-30 |
| 8 | J.P. MORGAN BROKING (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2017-08-30 | 2021-07-30 |
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