Lam, Pui Yan (SFC:BBL852) 林貝欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2013-06-26 | 2014-11-29 | Rep | Dealing in securities | 2013-06-26 | 2014-11-29 |
| 2 | HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | Advising on securities | 2015-01-08 | 2017-03-03 | Rep | Dealing in securities | 2015-01-08 | 2017-03-03 |
| 3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2017-03-29 | 2022-07-29 | Rep | Asset management | 2017-03-29 | 2022-07-29 | Rep | Dealing in securities | 2017-03-29 | 2022-07-29 |
| 4 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2017-03-29 | 2022-07-29 | Rep | Asset management | 2017-03-29 | 2022-07-29 | Rep | Dealing in securities | 2017-03-29 | 2022-07-29 |
| 5 | Ninety One Hong Kong Limited | Rep | Advising on securities | 2022-08-17 | Rep | Dealing in securities | 2022-08-17 |
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