Nguyen, The-Xuan-Dieu
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2022-03-14 | |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2019-09-17 | Rep | Dealing in securities | 2019-09-17 |
| 3 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2014-01-29 | 2014-03-08 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2013-07-02 | 2014-03-08 | Rep | Dealing in futures contracts | 2014-01-29 | 2014-03-08 |
| 5 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2014-01-29 | 2014-03-08 |
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