Sun, Yanxia 孫雁霞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Allianz Global Investors Asia Pacific Limited (SFC:BFE699) | Rep | Dealing in securities | 2015-12-03 | 2017-08-31 | Rep | Advising on securities | 2015-12-03 | 2021-04-16 | Rep | Asset management | 2015-12-03 | 2021-04-16 | RO | Dealing in securities | 2017-08-31 | 2021-04-16 |
| 2 | HARBOURVEST PARTNERS (ASIA) LIMITED | Rep | Dealing in securities | 2022-06-30 | |
| 3 | State Street Securities Hong Kong Limited | RO | Dealing in securities | 2013-04-22 | 2015-06-30 |
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