Kwok, Suet Ying Lily Vanessa 郭雪英
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASSURED ASSET MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2018-05-25 | 2018-09-27 |
| 2 | IPP Financial Advisers Limited | Rep | Advising on securities | 2021-07-08 | Rep | Dealing in securities | 2021-07-08 |
| 3 | Northern Trust Company of Hong Kong Limited (The) | Rep | Dealing in securities | 2018-11-12 | 2019-10-01 |
| 4 | State Street Securities Hong Kong Limited | Rep | Dealing in securities | 2013-04-22 | 2016-04-15 |
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