Lo, Yuen Ting (SFC:BBN283) 盧婉婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Cynosure Asset Management Hong Kong Limited | Rep | Asset management | 2018-05-18 | 2018-12-18 | Rep | Dealing in securities | 2018-05-18 | 2018-12-18 | Rep | Advising on securities | 2018-05-21 | 2023-09-27 | RO | Asset management | 2018-12-18 | 2023-09-27 | RO | Dealing in securities | 2018-12-18 | 2023-09-27 |
| 2 | FULLGOAL ASSET MANAGEMENT (HK) LIMITED | Rep | Asset management | 2017-08-31 | 2018-04-30 | Rep | Dealing in securities | 2017-08-31 | 2018-04-30 |
| 3 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2013-07-03 | 2017-04-30 | Rep | Dealing in securities | 2013-07-03 | 2017-04-30 | Rep | Asset management | 2014-04-28 | 2017-04-30 |
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