Li, En Tzu 李恩慈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BC Global Asset Management Limited | Rep | Advising on securities | 2018-07-27 | 2019-10-08 | Rep | Asset management | 2018-07-27 | 2019-10-08 | Rep | Dealing in securities | 2018-07-27 | 2019-10-08 |
| 2 | CITIC Securities Asset Management (HK) Limited | Rep | Advising on securities | 2019-10-28 | 2021-06-23 | Rep | Asset management | 2019-10-28 | 2021-06-23 | RO | Advising on securities | 2021-06-23 | RO | Asset management | 2021-06-23 |
| 3 | CITIC Securities International Global Markets Limited | Rep | Dealing in securities | 2019-10-28 | 2021-05-31 | Rep | Dealing in futures contracts | 2019-11-26 | 2021-05-31 |
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