Yi, Na (SFC:BBK313) 伊娜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CBH Asia Limited | Rep | Advising on securities | 2023-05-31 | Rep | Asset management | 2023-05-31 | Rep | Dealing in securities | 2023-05-31 |
| 2 | DL Family Office (HK) Limited | Rep | Asset management | 2016-01-18 | 2017-02-23 |
| 3 | DL SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2013-07-08 | 2014-08-01 |
| 4 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Advising on securities | 2020-10-22 | 2023-05-02 | Rep | Asset management | 2020-10-22 | 2023-05-02 | Rep | Dealing in securities | 2020-10-22 | 2023-05-02 |
| 5 | MASON INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2018-04-03 | 2020-03-27 | Rep | Asset management | 2018-04-03 | 2020-03-27 | Rep | Dealing in securities | 2019-06-25 | 2020-03-27 |
| 6 | Mason Securities Limited | Rep | Asset management | 2017-08-21 | 2020-03-27 | Rep | Advising on securities | 2018-02-22 | 2020-03-27 | Rep | Dealing in securities | 2018-02-22 | 2020-03-27 |
| 7 | THOMAS GLOBAL FINANCIAL SERVICES LIMITED | Rep | Dealing in securities | 2018-04-03 | 2019-04-08 |
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