Kwok, Wing Sheung (SFC:BBN737) 郭榮嫦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2017-11-13 | |
| 2 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2016-04-21 | |
| 3 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2015-03-31 | |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2013-07-08 | 2014-10-25 |
| 5 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Dealing in securities | 2013-07-08 | 2014-10-25 |
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