Chen, Yang (SFC:BBL388) 陳陽
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2013-07-08 | 2018-09-11 | Rep | Advising on securities | 2013-07-08 | 2019-02-26 | Rep | Advising on futures contracts | 2017-07-20 | 2019-02-26 |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2013-07-08 | 2018-08-01 |
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