Tse, Kwong Yuen 謝光遠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2016-03-31 | 2018-08-04 | Rep | Dealing in securities | 2016-03-31 | 2018-08-04 |
| 2 | Moody's Investors Service Hong Kong Limited | Rep | Credit rating services | 2013-07-08 | 2013-07-26 |
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