Roc, Nicolas (SFC:BBM829)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Dealing in securities | 2013-07-10 | 2013-08-10 | Rep | Dealing in securities | 2013-09-23 | 2014-12-31 |
| 2 | BlackRock Asset Management North Asia Limited | Rep | Dealing in securities | 2013-07-10 | 2013-08-10 | Rep | Dealing in securities | 2013-09-23 | 2019-03-01 |
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