Lam, Pauline Lok Yan 林諾欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CASH ASSET MANAGEMENT LIMITED | Rep | Asset management | 2013-11-12 | 2015-07-24 |
| 2 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2013-07-10 | 2015-07-24 |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-07-10 | 2015-07-24 |
| 4 | FIL Investment Advisors | Rep | Asset management | 2020-10-06 | 2021-08-18 |
| 5 | FIL Investment Management (Hong Kong) Limited | Rep | Asset management | 2020-10-06 | 2021-08-18 |
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