Wah, Chun 華進
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2013-07-10 | 2014-07-04 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-07-10 | 2014-07-04 |
| 3 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2023-03-09 | 2023-09-06 | Rep | Advising on securities | 2023-03-09 | 2023-09-06 | Rep | Dealing in securities | 2023-03-09 | 2023-09-06 | Rep | Advising on corporate finance | 2023-10-11 | Rep | Advising on securities | 2023-10-11 | Rep | Dealing in securities | 2023-10-11 |
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