Liu, Yang (SFC:BBB364) 劉洋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2015-06-30 | 2016-08-09 |
2 | SDICS International Securities (Hong Kong) Limited | Rep | Advising on securities | 2013-07-15 | 2015-01-21 |
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