Tse, Pui Ying 謝佩凝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Imperium International Asset Management Limited | Rep | Advising on futures contracts | 2014-08-08 | 2014-09-23 | Rep | Advising on securities | 2014-08-08 | 2014-09-23 | Rep | Asset management | 2014-08-08 | 2014-09-23 |
| 2 | IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-07-15 | 2014-09-23 | Rep | Dealing in futures contracts | 2014-08-08 | 2014-09-23 |
| 3 | Wisdom Asset Management Limited (HK) | Rep | Advising on securities | 2020-12-04 | Rep | Asset management | 2020-12-04 | Rep | Dealing in securities | 2020-12-04 |
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