Xing, Xuan 星璇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CGS International Securities Hong Kong Limited | Rep | Advising on securities | 2013-07-16 | 2014-09-30 |
2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2014-10-15 | 2019-08-13 |
3 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2019-10-22 | 2021-11-19 |
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