Wu, Xiaofan (SFC:BBP489) 鄔小凡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in futures contracts | 2013-07-18 | 2015-12-31 | Rep | Dealing in securities | 2013-07-18 | 2015-12-31 |
| 2 | OnePlatform Asset Management Limited | Rep | Dealing in securities | 2018-04-24 | 2020-10-09 |
| 3 | TIAN YUAN FINANCE (INDEX TRADING) LIMITED | Rep | Dealing in futures contracts | 2016-11-25 | 2018-03-09 |
| 4 | TIAN YUAN FINANCE LIMITED | Rep | Dealing in securities | 2016-03-02 | 2018-03-09 |
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