Lee, Lok Ming 李樂鳴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2017-03-20 | 2021-01-31 | Rep | Asset management | 2017-03-20 | 2021-01-31 | Rep | Dealing in securities | 2017-03-20 | 2021-01-31 |
| 2 | Capital International, Inc. | Rep | Dealing in securities | 2021-02-17 | |
| 3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2013-07-22 | 2017-02-03 | Rep | Asset management | 2013-07-22 | 2017-02-03 | Rep | Dealing in securities | 2013-07-22 | 2017-02-03 |
| 4 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2013-07-22 | 2017-02-03 | Rep | Asset management | 2013-07-22 | 2017-02-03 | Rep | Dealing in securities | 2013-07-22 | 2017-02-03 |
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