Wang, Deli (SFC:BBP491) 王得利
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABUNDANCIA GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2014-04-01 | 2014-10-22 |
| 2 | China-Hong Kong Connect International Securities Limited | RO | Dealing in securities | 2017-05-29 | 2019-06-14 | RO | Dealing in futures contracts | 2018-06-05 | 2019-06-14 |
| 3 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2014-10-30 | 2016-12-23 |
| 4 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2014-10-30 | 2016-12-23 |
| 5 | Golden Hen Securities and Futures Limited | Rep | Dealing in futures contracts | 2013-07-22 | 2014-10-22 | Rep | Dealing in securities | 2013-07-22 | 2014-10-22 |
| 6 | Green Harmony Capital Limited | Rep | Asset management | 2021-09-06 | 2021-10-12 | RO | Asset management | 2021-10-12 | RO | Advising on securities | 2022-07-18 |
| 7 | Green Harmony Securities Limited | Rep | Advising on securities | 2021-09-06 | 2021-10-12 | RO | Advising on securities | 2021-10-12 | RO | Dealing in securities | 2021-10-12 |
| 8 | Hang Tai Asset Management Limited | Rep | Advising on futures contracts | 2017-08-21 | 2019-06-14 | Rep | Advising on securities | 2017-08-21 | 2019-06-14 | Rep | Asset management | 2017-08-21 | 2019-06-14 |
| 9 | Hongkong Bay Asset Management Limited | RO | Advising on securities | 2019-06-24 | 2021-09-04 | RO | Asset management | 2019-06-24 | 2021-09-04 |
| 10 | Hongkong Bay Securities Limited | RO | Advising on securities | 2019-06-24 | 2021-09-04 | RO | Dealing in securities | 2019-06-24 | 2021-09-04 |
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