Peng, Yuman 彭羽曼
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI RESEARCH LIMITED | Rep | Advising on securities | 2013-10-23 | 2014-09-13 |
| 2 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2013-07-23 | 2014-09-13 |
| 3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2014-10-03 | 2016-02-02 | Rep | Dealing in securities | 2014-10-03 | 2016-02-02 |
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