Lui, Pak Tong 呂伯棠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-11-13 | 2017-07-04 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2015-03-18 | 2017-07-04 | Rep | Dealing in securities | 2015-03-18 | 2017-07-04 |
| 3 | iBest Consultants Limited | Rep | Advising on securities | 2013-07-23 | 2017-07-04 | Rep | Asset management | 2013-07-23 | 2017-07-04 | Rep | Dealing in securities | 2013-07-23 | 2017-07-04 |
| 4 | Yupei Fortune Capital Limited | Rep | Advising on securities | 2017-07-25 | 2020-08-31 | Rep | Asset management | 2017-07-25 | 2020-08-31 | Rep | Dealing in securities | 2017-07-25 | 2020-08-31 |
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