Serfaty, Paul Steven
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASIAN CAPITAL PARTNERS (HK) LIMITED | Rep | Advising on corporate finance | 2003-11-13 | 2007-03-26 | Rep | Advising on securities | 2003-11-13 | 2007-03-26 | RO | Asset management | 2005-06-07 | 2007-03-26 | Rep | Advising on corporate finance | 2013-02-08 | 2017-10-27 | Rep | Advising on securities | 2013-02-08 | 2017-10-27 | Rep | Asset management | 2013-02-08 | 2017-10-27 | RO | Advising on corporate finance | 2017-10-27 | 2020-12-23 | RO | Advising on securities | 2017-10-27 | 2020-12-23 | RO | Asset management | 2017-10-27 | 2020-12-23 |
| 2 | WINNINGTON CAPITAL LIMITED | Rep | Advising on securities | 2007-04-24 | 2010-04-08 | Rep | Asset management | 2007-04-24 | 2010-04-08 | RO | Advising on securities | 2010-04-08 | 2012-12-31 | RO | Asset management | 2010-04-08 | 2012-12-31 |
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