Diec, Christie Kwan Yu 易鈞儒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-10-12 | 2019-08-24 |
| 2 | CMB International Global Markets Limited | Rep | Dealing in securities | 2019-07-16 | 2019-08-24 |
| 3 | CMB International Securities Limited | Rep | Dealing in securities | 2017-10-12 | 2019-08-24 |
| 4 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2023-01-06 | 2023-06-05 | Rep | Dealing in securities | 2023-01-06 | 2023-06-05 |
| 5 | Hywin Asset Management (Hong Kong) Limited | Rep | Asset management | 2013-09-16 | 2015-02-23 |
| 6 | I-ACCESS INVESTORS LIMITED | Rep | Dealing in futures contracts | 2013-07-24 | 2015-10-09 | Rep | Dealing in securities | 2013-07-24 | 2015-10-09 |
| 7 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2015-12-16 | 2017-07-28 |
| 8 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2015-12-16 | 2017-07-28 |
| 9 | Soliton Securities Limited | Rep | Dealing in securities | 2019-09-03 | 2020-12-31 |
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