Li, Guo (SFC:BMU801) 李果
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Huarong International Asset Management Limited | Rep | Asset management | 2022-08-31 | 2024-02-26 |
2 | Huarong International Securities Limited | Rep | Advising on securities | 2022-08-31 | 2024-02-26 | Rep | Dealing in securities | 2022-08-31 | 2024-02-26 |
3 | Leading Securities Company Limited | Rep | Advising on securities | 2018-07-30 | 2018-12-17 | Rep | Asset management | 2018-07-30 | 2018-12-17 | Rep | Dealing in securities | 2018-07-30 | 2018-12-17 |
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