Jia, Xiaokan 賈小侃
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-07-25 | 2015-07-08 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2013-07-25 | 2015-07-08 | Rep | Dealing in securities | 2013-07-25 | 2015-07-08 |
| 3 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-08-07 | 2020-09-25 |
| 4 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2015-08-07 | 2020-09-25 | Rep | Dealing in securities | 2015-08-07 | 2020-09-25 |
| 5 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2022-11-30 | Rep | Dealing in futures contracts | 2022-11-30 | Rep | Dealing in securities | 2022-11-30 |
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