Wan, Charmian Shu Mong 溫紓望

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BlueBay Hong Kong Limited RO Dealing in securities 2011-12-13 2013-11-30
2 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED RO Advising on securities 2015-05-13 2017-12-03
RO Dealing in securities 2015-05-13 2017-12-03
3 MAN INVESTMENTS (HONG KONG) LIMITED Rep Advising on securities 2018-01-15 2022-08-30
Rep Dealing in securities 2018-01-15 2022-08-30
RO Advising on securities 2022-08-30 2023-10-02
RO Dealing in securities 2022-08-30 2023-10-02
RO Advising on securities 2023-10-03
RO Dealing in securities 2023-10-03

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